Search Result

661 - 680 of 978 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

…

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

…

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

…

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

…

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

…

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

…

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

…

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

…

MIPRU 4.2E Use of external credit assessments

As Published: 2015

MIPRU 4.2E Use of external credit assessments

…

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

…

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

…

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

…

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

…

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

…

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

…

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

…

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

…

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

…

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…