Search Result

601 - 620 of 1412 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions