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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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