Search Result

41 - 60 of 1353 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 19.1 Application

As Published: 2005

LR 19.1 Application

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations