Search Result

441 - 460 of 1454 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

…

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

…

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

…

REC 1.1 Application

As Published: 2005

REC 1.1 Application

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

…

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

…

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

…

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

…

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

…

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

…

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

…

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

…

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

…

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

…