Search Result

421 - 440 of 980 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

MCOB 7B.1 Information to be provided for further advances

As Published: 2015

MCOB 7B.1 Information to be provided for further advances

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

COBS 12.3 Non-independent research [deleted]

As Published: 2017

COBS 12.3 Non-independent research [deleted]

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

MCOB 4.9 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 4.9 Business loans and loans to high net worth mortgage customers: tailored provisions