Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.21 Company statements, announcements and briefings

EG 7.1 The FCA’s use of sanctions

SUP 6.5 Ending authorisation

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

MAR 6.4 Systematic internaliser reporting requirement

FEES 6.7 Payment of levies

EG 3.3 Reports by skilled persons (section 166)

SUP 1A.1 Application and purpose

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SUP 10C.5 FCA governing functions: Executive

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

MCOB 3A.1 Application and purpose

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

EG 7.5 Payment of financial penalties

SUP 10A.7 FCA required functions

SUP 10A.10 Customer-dealing functions

COLL 4.2 Pre-sale notifications

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP 10C.15 Forms and other documents and how to submit them to the FCA