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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction