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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

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Similar To

EG 9.1 Introduction

EG 10.3 Asset-freezing injunctions

REC 6.5 FCA decision on recognition

REC 3.18 Membership

EG 3.6 Investigations into collective investment schemes (section 284)

SUP 5.2 The FCA’s power

EG 16.4 The effect of a disapplication order

FIT 2.3 Financial soundness

SUP 16.19 Immigration Act compliance reporting

COLL 7.6 Schemes of arrangement

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 16.10 Verification of firm details

PERG 9.1 Application and Purpose

LR 16.1 [deleted]

DISP 1.10B Payment services and electronic money complaints reporting

PERG 8.37 AIFMD Marketing

EG 2.9 FCA guidance and supporting materials

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 14.2 Choice of powers

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents