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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate