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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

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SUP 6.1 Application, interpretation and purpose

SUP 10C.9 Minimising overlap with the PRA approved persons regime

MAR 10.1 Application

SUP 16.7A Annual report and accounts

LR 14.3 Continuing obligations

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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COND 2.4 Appropriate resources

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REC 3.14 Products, services and normal hours of operation

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)