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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements