Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

…

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

…

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

…

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

…

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

…

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

…

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

…

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

SUP 16.17 Remuneration reporting [deleted]

INSPRU 8.2 Special provisions for Lloyd's

REC 3.3 Waivers

EG 10.1 Introduction

GEN 1.2 Referring to approval by the FCA

DEPP 7.2 Interviews

EG 2.9 FCA guidance and supporting materials

EG 9.8 The effect of the FCA's decision to make a prohibition order

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

EG 4.13 Preliminary findings letters and preliminary investigation reports