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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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Effective Period

Similar To

SYSC 4.7

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

SUP 10C.12 Conditional and time-limited approvals

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

EG 10.4 Other relevant powers

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

REC 4.6 The section 296 power to give directions

SYSC 4.1 General requirements

REC 3.15 Suspension of services and inability to operate facilities

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SUP 10A.10 Customer-dealing functions

COCON 2.3 Firms: training and breaches

CASS 6.4 Use of safe custody assets

COND 1.1A Application

PERG 4.14 Mortgage activities carried on by professional firms

REC 2.4A Management body

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

CREDS 8.3 Approved persons

SUP 5.6 Confidential information and privilege

DISP 1.1 Purpose and application