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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

COND 2.4 Appropriate resources

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

EG 10.4 Other relevant powers

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EG 9.4 Prohibition orders against exempt persons and members of professional firms

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PRIN 1.1 Application and purpose

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PERG 5.12 Link between activities and the United Kingdom

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

DTR 1C.2 Modifying rules and consulting the FCA