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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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MAR 9.3 Notification and information

SYSC 4.9

SUP 10C.16 References and accurate information

COCON 1.1 Application

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 19.23 Electronic Money Regulations 2011

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EG 2.11 Senior management responsibility

EG 7.1 The FCA’s use of sanctions

LR 14.3 Continuing obligations

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MCOB 9.4 Content of illustrations

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy