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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]