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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy