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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SYSC 20.1 Application and purpose [deleted]

As Published: 2009

SYSC 20.1 Application and purpose [deleted]

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REC 3.22 Restriction of, or instruction to close out, open positions

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 19.7 The Open-Ended Investment Companies Regulations 2001

REC 3.24 Transfers of ownership

DTR 6.2 Filing information and use of language

DEPP 6A.2 Deciding whether to take action

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

COBS 11.5 Record keeping: client orders and transactions [deleted]

COLL 11.4 Depositaries

EG App 2.1 Purpose, status and application of the guidelines

EG 2.10 Industry guidance

PERG 1.2 Introduction

EG 19.10 Enterprise Act 2002

PRIN 3.1 Who?

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]