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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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Similar To

PERG 8.8 Having an effect in the United Kingdom

PERG 5.8 The regulated activities: advising on contracts of insurance

LR 12.5 Purchase of own securities other than equity shares

BIPRU 12.7 Liquid assets buffer

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

GEN 4.2 Purpose

PERG 13.3 Investment Services and Activities

REC 3.22 Restriction of, or instruction to close out, open positions

FEES 5.4 Information requirement

EG 4.9 Involvement of FCA supervisors during the investigation phase

SUP 9.1 Application and purpose

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]