Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

…

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

…

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.21 Company statements, announcements and briefings

PERG 13.6 CRD IV [deleted]

SUP 10A.3 Provisions related to the Act

CREDS 8.3 Approved persons

CONC 5A.6 Interpretation

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

SUP 15.2 Purpose

SUP 10C.4 Specification of functions

REC 4.9 Disciplinary measures

CASS 11.12 CASS 11 resolution pack

SUP 10C.9 Minimising overlap with the PRA approved persons regime

COLL 5.3 Derivative exposure

BIPRU 4.6 The IRB approach: Retail exposures

COLL 6.4 Title and registers

LR 15.5 Transactions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

IPRU-INV 5.4 Financial resources requirement

REC 2.11 Custody

COLL 6.1 Introduction and Application

DTR 5.4 Aggregation of managed holdings