Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

…

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

…

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

…

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

…

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

…

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

MAR 6.4 Systematic internaliser reporting requirement

CREDS App 1.1 Key Definitions

SUP 1A.1 Application and purpose

SUP 10C.5 FCA governing functions: Executive

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

FEES 6.7 Payment of levies

EG 3.3 Reports by skilled persons (section 166)

SUP 10A.7 FCA required functions

MCOB 3A.1 Application and purpose

SUP 10A.10 Customer-dealing functions