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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

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