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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

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TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

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MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

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MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

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COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

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COBS 1.1 General application

As Published: 2007

COBS 1.1 General application

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COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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