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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

SYSC 4.8

As Published: 2015

SYSC 4.8

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SYSC 4.9

As Published: 2015

SYSC 4.9

DEPP 4.2 Urgent statutory notice cases [deleted]

As Published: 2011

DEPP 4.2 Urgent statutory notice cases [deleted]

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment