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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

EG 19.23 Electronic Money Regulations 2011

SUP 11.8 Changes in the circumstances of existing controllers

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

DISP 3.6 Determination by the Ombudsman

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SUP 15.9 Notifications by members of financial conglomerates

REC 6A.2 Removal of passport rights from EEA market operator

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 19.10 Enterprise Act 2002

DEPP 2.3 Decision notices and second supervisory notices

EG 4.11 Approach to interviews and interview procedures

LR 5.4 Restoring listing

REC 3.14A Operation of a trading venue

EG 7.1 The FCA’s use of sanctions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 11.5 Other relevant powers

COLL 2.1 Authorised fund applications

REC 2.7A Position management and position reporting in relation to commodity derivatives

PRIN 1.1 Application and purpose