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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

…

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Similar To

LR 18.1 Application

RCB 4.1 Application and purpose

RCB 3.1 Application and Purpose

REC 4.2F Information gathering power on FCA’s own initiative

REC 4.2G Reports by skilled persons

EG 2.5 Cases where other authorities have an interest

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

PERG 4.6 Advising on regulated mortgage contracts

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

DISP 3.5 Resolution of complaints by the Ombudsman

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

EG 3.2B Information requests (section 122B)

EG 3.2 Information requests (section 165)

COLL 13.1 Introduction

MCOB 2A.6 Information free of charge

EG 2.11 Senior management responsibility

EG 4.8 Scoping discussions

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

COCON 2.3 Firms: training and breaches

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)