Search Result

521 - 540 of 698 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application