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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.2 MAIN REQUIREMENTS

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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PERG 6.6 The factors

SUP 5.5 Duties of firms

REC 3.26 Proposals to make regulatory provision

LR 13.4 Class 1 circulars

LR 18.2 Requirements for listing

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CASS 11.12 CASS 11 resolution pack

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PERG 8.21 Company statements, announcements and briefings

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PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

REC 2.16 Complaints

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

IPRU-INV 11.2 MAIN REQUIREMENTS

EG 5.2 When settlement decisions may take place