Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 6.1 Application, interpretation and purpose

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SYSC 8.1 General outsourcing requirements

PERG 12.3 Rights under a personal pension scheme

CASS 6.6 Records, accounts and reconciliations

DTR 5.4 Aggregation of managed holdings

SUP 16.7A Annual report and accounts

FEES App 1 Annex 4 Glossary of definitions

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

EG 20.1 Introduction

SUP 10A.10 Customer-dealing functions

EG 11.5 Other relevant powers

REC 6.6 Supervision

MAR 5A.4 Trading process requirements

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SUP 16.11 Product Sales Data Reporting

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

PERG 8.26 The investment must be a particular investment