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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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Similar To

SYSC 5.1 Skills, knowledge and expertise

SYSC 13.9 Outsourcing

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

GEN 4.3 Letter disclosure

RCB 2.1 Application and purpose of chapter

LR 6.3 Revenue earning track record requirement

DTR 2.7 Dealing with rumours

DTR 1.3 Information gathering and publication

LR 1.6 Listing Categories

PERG 2.4 Link between activities and the United Kingdom

DTR 1A.4 Fees

PERG 9.1 Application and Purpose

REC 6.3 Recognition requirements

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

CASS 8.3 Records and internal controls

DEPP 2.2 Warning notices and first supervisory notices

MCOB 4.4A Initial disclosure requirements