Search Result

421 - 440 of 1446 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules