Search Result

381 - 400 of 1543 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

APER 1.1A Application

As Published: 2015

APER 1.1A Application