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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

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REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

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SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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REC 3.23 Default

As Published: 2011

REC 3.23 Default

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