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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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