Search Result

221 - 240 of 1396 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

SYSC 4.8

As Published: 2015

SYSC 4.8

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints