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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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SUP 16.16 Prudent valuation reporting [deleted]

As Published: 2012

SUP 16.16 Prudent valuation reporting [deleted]

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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