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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

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EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

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