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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

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