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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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COLL 7.7 UCITS mergers

SUP 5.5 Duties of firms

REC 2A.1 Introduction

LR 8.7 Supervision of sponsors

SUP 15.14 Notifications under the Payment Services Regulations

MAR 10.4 Position reporting

SUP 11.2 Purpose

SYSC 8.1 General outsourcing requirements

REC 2.9 Transaction recording

SUP 5.3 Policy on the use of skilled persons

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

RCB 3.2 Annual confirmations of compliance and asset pool monitor

DEPP 7.1 Application and purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy