Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

…

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 6.1 Application, interpretation and purpose

SUP 12.8 Termination of a relationship with an appointed representative or FCA registered tied agent

LR 9.4 Documents requiring prior approval

COBS 18.2 Energy market activity and oil market activity

PERG 8.21 Company statements, announcements and briefings

COLL 14.4 Income allocation and distribution

SUP 8.6 Publication of waivers

COBS 11.4 Client limit orders

BIPRU 8.6 Consolidated capital resources

SUP 16.2 Purpose

PRIN 3.2 What?

MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

SYSC 10.2 Chinese walls

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

COBS 2.1 Acting honestly, fairly and professionally

REC 3.4 Members of the management body and internal organisation

DTR 1C.2 Modifying rules and consulting the FCA

PERG 2.5 Investments and activities: general

EG 5.1 Settlement and the FCA – an overview