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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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DISP 1.7 Complaints forwarding rules

As Published: 2005

DISP 1.7 Complaints forwarding rules

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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