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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SYSC 4.5

As Published: 2015

SYSC 4.5

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

CONC 4.7 Information to be provided in relation to current account agreements

As Published: 2019

CONC 4.7 Information to be provided in relation to current account agreements

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval