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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

MAR 10.1 Application

LR 14.3 Continuing obligations

COND 2.4 Appropriate resources

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

MAR 8.3 Requirements for benchmark administrators [deleted]

REC 3.14 Products, services and normal hours of operation

COCON 2.3 Firms: training and breaches

PERG 8.32 Arranging deals in investments

PERG 13.7 The territorial application of MiFID [deleted]

SYSC 10.1 Application

CASS 5.1 Application

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)