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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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MCOB 3A.1 Application and purpose

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SYSC 2.1 Apportionment of Responsibilities

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MAR 5.3A Systems and controls for algorithmic trading

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SYSC 4 Annex 1

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]