Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

…

MCOB 12.3 Early repayment charges: regulated mortgage contracts

As Published: 2004

MCOB 12.3 Early repayment charges: regulated mortgage contracts

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

INSPRU 1.1 Application

MAR 10.3 Position management controls

IPRU-INV 5.12 Counterparty risk requirement (CRR)

REC 2.7A Position management and position reporting in relation to commodity derivatives

DTR 4.3A Reports on payments to governments

LR 1.5 Standard and Premium Listing

MIPRU 4.3 Calculation of annual income

COBS 4.13 UCITS

LR 13.3 Contents of all circulars

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 8.3 Role of a sponsor: general

MAR 9.2 Authorisation and verification

SUP 16.22 Reporting under the Payment Accounts Regulations

MAR 7A.3 Requirements for algorithmic trading

EG 5.1 Settlement and the FCA – an overview

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

CONC 7.13 Data accuracy and outsourced activities

MCOB 12.3 Early repayment charges: regulated mortgage contracts