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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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SUP 10A.9 Significant management functions [deleted]

LR 13.8 Other circulars

PERG 5.1 Application and purpose

GEN 4.3 Letter disclosure

EG 10.4 Other relevant powers

DISP 1.1A Complaints handling requirements for MiFID complaints

LR 4.2 Contents and format of listing particulars

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 8.2 Introduction

COLL 2.1 Authorised fund applications

SUP 16.7A Annual report and accounts

REC 2.16B Operation of a data reporting service

SUP 1A.1 Application and purpose

COND 1.2 Purpose

PERG 2.4 Link between activities and the United Kingdom

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 8.6 Communicate

SUP 12.7 Notification requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach