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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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