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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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