Search Result

201 - 220 of 783 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

COND 1.3 General

As Published: 2013

COND 1.3 General

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator